Disclaimer & Disclosures

New West Capital, Incorporated is the parent (“Parent”) company of New West Asset Management, LLC (“New West”), a registered investment adviser with the SEC. The Parent and New West share certain personnel, systems, and office space.

Products and/or services mentioned in this website may not be available in all states. To request information, contact a registered representative at New West.

Investment advisory services are provided by New West. Products and/or services mentioned in this website may not be available in all states. To request information, contact a registered representative at New West. Information about those investment advisory services may also be reviewed in the Form ADV Part I and Part II A brochures filed by New West.

The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is given for informational purposes only and is not a solicitation to buy or sell any securities. This information is not intended to be used as the primary basis for investment decisions, nor should it be considered as advice designed to meet the specific needs of an individual investor. New West is not in a position to provide tax advice. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific information, opinion, advice, or other content.

New West and their affiliates or divisions are not banks, and the products offered are not federally guaranteed or FDIC insured, are not deposits or obligations of, and are not guaranteed by a financial institution. All such products may involve risks which can include possible loss of principal and fluctuation in value.

Linked third-party websites are not under the control of New West and New West nor their affiliates are responsible for the contents of any linked website, any link(s) contained in a linked website, or any changes or updates to such websites.

New West, including their respective agents and representatives, may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's investment-adviser representative requirements. The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject New West or any of their affiliates to any registration requirement within such jurisdiction or country.

Individualized responses to consumers in a particular state by investment adviser or investment-adviser representative that involve either the securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's specific regulatory requirements, or pursuant to an applicable state exemption or exclusion.